Handover of official documents to the university archive
Documents that are no longer required for ongoing official or business operations must be offered to the University Archives after expiry of the retention periods stipulated in legal or administrative regulations, but no later than 30 years after their creation. In agreement with the University Archives, the departments holding the files - hereinafter referred to as the registry creators - may offer to take over documents whose retention periods have not yet expired.
Documents may only be handed over in conjunction with the pre-printed list of documents to be segregated.
The lists of documents to be segregated must be completed in full, made out in duplicate and signed by the responsible head of the records manager. The retention periods must be proposed in the corresponding column of the segregation list, unless legal or administrative regulations or catalogues of deadlines or guidelines specify these precisely. Specified retention periods only have a limited effect on the decision of archival value. They therefore do not mean that documents whose retention periods have expired in accordance with these guidelines may be destroyed without the prior consent of the University Archives. This also applies to all official documents. In order to make it easier for the registrar to enter the retention periods, a selection list of retention periods is attached.
Before handing over the documents to the University Archives, any metal parts, such as paper clips and staples, must be removed and the individual processes summarised in such a way that the context of the records is not destroyed. In individual cases, the University Archives will provide the registrar with suitable packaging materials (wrapping paper, legal folders, archive boxes, tube bindings). The University Archives may refuse to accept documents that have not been properly prepared.
Documents may only be handed over to the University Archives after prior consultation with the University Archives. In the case of extensive records offered for transfer, an archive employee will usually decide directly with the registrar which documents may be taken over and which may be destroyed immediately on site by means of simplified cassation. Simplified cassation procedures are recorded by the registrar on the segregation lists and in a separate log, which must be handed over to the archive for permanent storage.
The files themselves are handed over on an agreed date by the registrar's clerk designated for the delivery at the University Archive, Prüferstr. 9, ground floor. The registrar is responsible for transporting the documents to the University Archives.
- After the University Archives has inspected the documents, the registrars will receive a copy of the segregation list, in which an access number will be entered by the archives for any access to the documents by the registrar or for subsequent research.
.
Downloads
- Disposal list
- Guideline on the storage, segregation and destruction of examination documents at the TU Bergakademie Freiberg
Storage of archive records
The following overview is intended to help you prepare for the transfer of documents to the archive and to give you an idea of the type and scope of documents held by the University Archives.
If you have any questions, please contact the archive staff.
1. Institution
1.1 Organisational structure | ||
Staff directories | Full archiving | |
Lecture directories | Full archiving | |
Organisational and business allocation plans, upper and middle level | Full archiving | |
Organisational and business distribution plans, lower level | Selection archiving | |
File plans, upper and middle level | Full archiving | |
File plans, lower level | Selection archiving | |
Contributions to university legislation | Full archiving | |
University constitution | Full archiving | |
Statutes | Full archiving | |
1.2 Committees | ||
Minutes of the Rectorate or Presidential Board | Full archiving | |
Senate minutes | Full archiving | |
Minutes of supervisory committees (e.g. University Council) | Full archiving | |
Minutes of the Administrative Board | Full archiving | |
Minutes of the Faculty Council and other faculty committees | Full archiving | |
Minutes of the General Student Committee (AStA) | Full archiving | |
Protocols of the student parliament | Full archiving | |
Faculty council protocols | Full archiving | |
Protocols of committees of the Senate or the faculties | External archiving | |
1.3 Planning and strategy | ||
Expansion planning, strategy and profile development | selection archiving | |
Discussion of mission statement | selection archiving | |
Capacity management | selection archiving | |
Target agreements with ministries | selection archiving | |
1.4 University members | ||
Professors, main personnel files | Full archiving | |
Professors, ancillary personnel files | Selection archiving | |
Professors, Appointment files | Full archiving | |
Professors, dean's files on the person | Full archiving | |
Other teaching staff of all kinds, Personnel files | Full archiving | |
Other academic staff below professor level, personnel files | Full archiving | |
Holders of senior administrative positions, personnel files | Full archiving | |
Employees of administration, technology, libraries, computer centres, etc.a. in non-managerial positions, personnel files | Full archiving | |
Student and research assistants, personnel files | Destruction (after expiry of retention periods) | |
Students, Student files | Full archiving | |
Statistics on students and staff in general | Selection archiving | |
Student statistics per semester | Full archiving | |
Files of disciplinary proceedings against students and staff | Full archiving | |
Files of processes involving staff and students | Selection archiving | |
1.5 Budgeting, foundations and funding organisations | ||
Global budget of the entire university | Full archiving | |
Compressed presentation of the implementation of the general budget | Full archiving | |
Reports by the Court of Auditors | Full archiving | |
Staffing plan | Full archiving | |
Large equipment procurement | Selection archiving | |
Invoice vouchers | Destruction (after expiry of retention periods) | |
Budget monitoring lists | Destruction (after expiry of retention periods) | |
Funding organisation, Minutes and annual reports | Full archiving | |
Foundation, other documents | Selection archiving | |
Foundation in general | Selection archiving | |
Foundation, annual accounts | Full archiving | |
1.6 International contacts | ||
Contracts between higher education institutions and their initiation | Full archiving | |
Ongoing contacts between institutions | Selection archiving | |
Annual report and other overviews of institutional contacts | Full archiving | |
Travel organisation | Destruction (after expiry of retention periods) | |
Contacts of individuals, Contracts and summary reports | Full archiving | |
Contacts of individuals, individual cases | Sample education/selection archiving | |
Applications and other material relating to inter-university programmes (scholarships abroad, summer courses, etc.)a.) | Destruction (after expiry of retention periods) | |
Relationships with institutions and personalities outside academia | Selection archiving | |
1.7 Regional contacts | ||
Contracts and their initiation | Full archiving | |
Continuing contacts | Selection archiving | |
High-level contacts with significant content | Full archiving | |
1.8 Buildings | ||
Exterior view | Selection archiving | |
Interior view | Selection archiving | |
Building plans | Selection archiving | |
Construction and property files | Selection archiving | |
DetailedConversions and trivial installations | Destruction (after expiry of retention periods) | |
Routine and ubiquitous security installations | Destruction (after expiry of retention periods) | |
Unique or rare security installations | Selection archiving | |
Technical Infrastructure | Selection archiving | |
Room distribution | Destruction | |
Naming of buildings and rooms | Selection archiving | |
Building models | Selection archiving | |
1.9 Scientific infrastructure - central facilities Central institutions | ||
Routine tasks | Destruction | |
Organisational charts | Full archiving | |
Statutes | Full archiving | |
Annual reports and statistics | Full archiving | |
Minutes of the management level | Full archiving | |
Exceptional activities (e.g. establishment of new services) | Extensive archiving | |
History of the library status | Extensive archiving | |
Land library functions of the university library | Extensive archiving | |
1.10 Honours (excluding honorary academic degrees) | ||
Honourary senatorships and honorary citizenships, files and certificates | Full archiving | |
Other honours (medals, titles, etc.), files and certificates | ||
Other honours (medals, titles, etc.), files and certificates | ||
Full archiving |
2. Research and teaching
2.1 Research | |
Activity reports of research institutions | Selection archiving |
Printing of published research results | Destruction |
Progress of research projects general | destruction |
process of outstanding research projects | selection archiving |
Scientific primary data | see notes from the University Library |
Third-party funded research, Project applications, approvals and reports | Full archiving |
Third-party funded research, Project funding at a glance | Selection archiving |
Third-party funded research, other project management | Destruction (after expiry of retention periods) |
Editorship and peer-review of outstanding journals with recognisable influence on the selection and content of articles or sociologically informative processes | Selection archiving |
Other Editorship | Destruction |
Research transfer | Selection archiving |
Patents and licences | Full archiving |
2.2 Teaching | |
2.2.1 Courses | |
Lecture catalogues | Full archiving |
Commentated lecture catalogues | Full archiving |
Study regulations and curricula | Full archiving |
Concepts for new degree programmes | Selection archiving |
E-Learning concepts | Selective archiving |
Assignment of individual courses, individual references and statistics | selection archiving |
Lecture notes (scripts) | selection archiving |
Teaching materials | selection archiving |
Maintenance of Seminars | Destruction |
Homework in the context of courses | Destruction (after expiry of retention periods) |
Collection of materials for teaching | Destruction |
Studium generale, separate course catalogue | Full archiving |
Studium generale, content of outstanding courses | Selection archiving |
2.2.2 Examinations, degrees and titles | |
Pre-degree examinations | Destruction (after expiry of the retention periods) |
Intermediate master's examinations | Destruction (after expiry of the retention periods) |
Other Intermediate examinations | Destruction (after expiry of the retention periods) |
Examinations for achievements outside the final evaluation | Destruction (after expiry of the retention periods) |
Final examinations (Magister, Diploma, Bachelor, Master), examination certificates, possibly also curriculum vitae of the examinee, reports | Full archiving |
Final examinations (Magister, Diplom, Bachelor, Master), other components of the examination file (without examination paper) | Sample creation/destruction |
Final examinations (Magister, Diplom, Bachelor, Master), Examination papers | Sample archiving |
PhD files without dissertations | Full archiving |
Dissertations (also as part of the examination file) | Destruction |
Habilitation files | Full archiving |
Habilitation theses in general | Destruction |
Unprinted habilitation theses without library transmission | Full archiving |
Honourary academic degrees and titles awarded, Certificates, files and registers | Full archiving |
Degrees and titles awarded | Full archiving |
3. Student organisations
3.1 Student self-administration | |
General Students' Committee (AStA), minutes | Full archiving |
Fachschaften, Minutes | Full archiving |
Student Parliament, election results | Full archiving |
Student Parliament, minutes | Full archiving |
AStA and student councils, Accountability reports | Full archiving |
AStA and student councils, semester programmes | Full archiving |
AStA departments, files | Selection archiving |
Student council departments, Files | Selection archiving |
Student conflicts | Selection archiving |
Flyers, posters, banners | Selection archiving |
3.2 Student groups and corporations | |
Accreditation | Full archiving |
3.2.1 Political groups | |
Election programmes | Full archiving |
Semester programmes | Full archiving |
Flyers | Selection archiving |
Journals | Full archiving |
3.2.2 Denominational groups (student communities) | |
Semester programmes | Fully archived |
Annual reports | Fully archived |
3.2.3 Student Fraternities | Full Archiving |
3.2.4 Other Groups | Full Archiving |
3.3 Alumni organisations | |
Organisational structure, task definition and task fulfilment | Selection archiving |
Database on alumni | Full archiving |
4. estates
A classification into the evaluation categories does not take place here. With + (= rather in favour of archiving), - (= rather in favour of destruction) and O (= for particularly sensitive consideration of the individual case), only a general evaluation tendency is communicated, which is, however, completely non-binding for the individual case.
Documents on stages of the life path | + |
Sources on characteristics of the life path | + |
Expressive correspondence | + |
Unpublished works and lecture text | + |
Certificates of professional professional activity | + |
Autobiographical material | + |
Appointment diaries | O |
Notebooks | O |
Collections material not originating with the descendant in general | O |
Collections of newspaper cuttings | - |
Collections of third-party offprints | - |
Travel documents of a purely organisational nature | - |
Documents relating to the organisation of conferences attended | - |
Invitations of no particular informational value | - |
Private library | - |
Monographic works of the estate without traces of editing | - |
Manual copies of works by the author with traces of editing | + |
Collections of the author's writings that can hardly be reconstructed from public libraries | + |
Testimonies of the process of creation of scientific works | - |
5. Collections
5.1 Visual material | |||
Professors | Selection archiving | ||
Buildings and campus | Selection archiving | ||
Works of art, monuments and other outstanding objects | Selection archiving | ||
Significant research equipment | Selection archiving | ||
Events (anniversaries, regular celebrations, sporting events, etc.) | Events (anniversaries, regular celebrations, sporting events, etc.) | Events (anniversaries, regular celebrations, sporting events, etc.) | Selection archiving |
Academic everyday life | Selection archiving | ||
5.3 Audio documents and films | Selection archiving | ||
5.4 Self-representation and media coverage | |||
Annual reports and other work reports in general | External link | ||
Annual reports from top positions (especially Rector and President) | And other work reports in general | Authorisation | |
Authorisation of the university | . President) | Full archiving | |
Files for the preparation of annual reports in general | Destruction | ||
Files for the preparation of selective reports (e.g. annual report of the Rector) with additional information content | Selection archiving | ||
Press releases | Full archiving | ||
Press reviews | Full archiving | ||
Collections of the press office on members and institutions of the university | Collections of the press office on members and university institutions | Full archiving | |
Other press office files | Destruction | ||
Press office photo collection | Selection archiving | ||
Hochschulzeitung | Full archiving | ||
AStA- and student council newspapers | Full archiving | ||
Files of journal editors | Destruction | ||
Corporate design, Development and introduction as well as samples and rights | Full archiving | ||
Advertising material | Selection archiving | ||
Internet pages | Selection archiving | ||
5.5 Academic and cultural life, sporting events | |||
Calendar of events of the entire university and the faculties | Full archiving | ||
General event management (organisation, catering, technology, flower arrangements, etc.). | Destruction (after expiry of retention periods) | ||
Correspondence with prominent guests of honour or keynote speakers | Selection archiving | ||
Speeches at the academic anniversary celebrations and other outstanding celebrations in the course of the year | |||
. outstanding celebrations throughout the year | Full archiving | ||
Programmes and examples of the regular celebrations throughout the year | Selection archiving | ||
Programmes and speeches for special ceremonies and commemorative events | Selection archiving | ||
Programmes and work reports on other regular events throughout the year (e.g. Dies academicus) | |||
Selection archiving | |||
Programmes and work reports on advertising campaigns (e.g. Abituriententag, children's university or girls' day) | Selection archiving | ||
Programmes and reports on artistic and sporting events | Selection archiving |
(Source i.a.: Universitätspräsident der Universität des Saarlandes (ed.): Dokumentationsprofil für Archive wissenschaftlicher Hochschulen. A handout by Thomas Becker (Bonn), Werner Moritz (Heidelberg), Wolfgang Müller (Saarbrücken), Klaus Nippert (Karlsruhe) and Max Plassmann (Düsseldorf). Saarbrücken. 2009)